新至陞科技股份有限公司

1. Name and nature of transacted assets (specify the conditions of issuance, such as dividend rate, for preferred shares):Fullgoal Asset -Polypot Nishoku NO.1 Special Asset Management Plan

2. Date of event occurrence: 12/27/2018 to 12/27/2018

3. Volume of transaction unit, price per unit, total transaction price: total transaction price of CNY35,000,000.

4. The trading counterpart and its relationship with the company (can be omitted if the trading counterparty is a natural person and is not an actual related party of the company): Fullgoal Asset Management (Shanghai) has no relationship whatsoever with this company.

5. If the trading counterpart is an actual related party, a public announcement shall also include the reason for selecting the related party as trading counterpart and the identity of the previous owner (including its relationship with the company and the trading counterpart), price of transfer and the date of acquisition: N/A.

6. If the owner of the transacted asset in the past five years is an actual related party, the date and price of acquisition and disposal and its relationship with the company shall be announced: N/A.

7. Matters in relation to disposal of obligations (including the type of associated collaterals, and the name and book value of obligation in the present disposal when the obligation belongs to an actual related party of the company): N/A.

8. Disposal of profit (or loss) (not required for acquisition of securities) (specify the status of adoption below for deferred disposal): Disposal of profit at CNY1,124,515.71.

9. Terms of delivery or payment (including the installment plan and the amount of each installment), contract restrictions, and other important terms. The transaction was completed by cash (remittance) in a lump sum. Contract restrictions and other important terms: No.

10. The manner of decision of this transaction, the reference basis for the decision on price, and department responsible for decision making. Proceeded as per the contract; decision-making unit: as per the approval authority.

11. Cumulative holding of transacted securities (including the present transaction), including its quantity, amount, shareholding ratio, and right restrictions (e.g. mortgage): cumulative holding of CNY30,000,000 in total.

12. Amount of securities investments (including the present transaction) as specified in Article 3 of the Regulations Governing the Acquisition and Disposal of Assets by Public Companies in the total assets as disclosed in the latest financial statement, in the ratio of equity attributed to stockholders of the company, and in the amount of working capital in the latest financial statement (Note 2):

Percentage in the consolidated total assets: 2.01%;

Percentage of equity attributed to stockholders of the company: 4.23%;

Amount of consolidated working capital: NTD3,600,190,000

13. Brokers and brokerage fees: N/A.

14. Concrete purposes for acquisition or disposal: Investment receivables or their beneficial rights, notes assets or their income rights expire

15. Opinions of directors objecting to the present transaction: No.

16. Is the present transaction a related party transaction: No.

17. Date of board approval: N/A.

18. Date of adoption by supervisors or approval of the audit committee: N/A.

19. CPA’s objection to the fairness of the present transaction: N/A

20. Other information to be disclosed: No.